Wed, Dec 04, 2024
It was alleged that as a stock broker, Axis Securities failed to exercise appropriate due diligence in the matter in its dealer and branch manager compliance policy. The order came after Axis Securities filed an application with Securities and Exchange Board of India (Sebi) proposing to settle the violation of broker regulations "without admitting or denying the findings of fact and conclusions of law".
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Mon, Aug 05, 2024
This mechanism will consist of enhanced surveillance systems, internal control procedures, and escalation processes such that the overall mechanism is able to identify, monitor and address specific types of misconduct, including front-running, insider trading, misuse of sensitive information etc, Sebi said in a circular on Monday.
Thu, Jun 23, 2022
Securities exchange board of india issued new circular to brokers regading tagging and naming different demat accounts before 30 june 2022.
Mon, Jun 20, 2022
Front running is illegal in share market but still there are some brokers and money managers who make money through front running. so here in this video know what is front running
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